IM Coffee Chat – SEC Rulemaking Roundup: What’s Next?

Date: Wednesday, December 13, 2023
Time: 10:00 - 10:30 a.m. ET
Contact: Elise Hoffer, 513.352,6748, Elise.Hoffer@ThompsonHine.com

A complimentary webinar sponsored by Thompson Hine LLP

The SEC’s rulemaking agenda moved at an aggressive pace in 2023. In this coffee chat, we will examine two recently adopted rules and a third still in the works. Each rule will impact registered funds as their compliance dates draw near. Join us as members of our team discuss:

• The SEC's recent mandates under the Tailored Shareholder Report rule and their impact on mutual funds and ETFs, including the measures taken to improve the content and scope of disclosure requirements.
• How amendments to the Names Rule will affect investment strategies and prospectus disclosures. Does the rule sacrifice flexibility for the sake of predictability?
• Considerations for enhanced fund disclosures under the proposed ESG rule and differentiating among integration funds, ESG-focused funds and impact funds.

Presenters:

• Philip B. Sineneng, Partner, Thompson Hine
• Parker D. Bridgeport, Senior Counsel, Thompson Hine
• Randy Gerlach, Associate, Thompson Hine