03.13.24
The article “New FINRA Rules Offer Flexibility in a Post-Pandemic World” by Thompson Hine lawyers Riccardo DeBari, Brian Lanciault, and Filip Cukovic was published in New York Law Journal/Law.com.
The adoption of the rules indicates that FINRA is taking concrete steps to modernize its regulatory framework toward the more flexible environment that proved effective during the pandemic period of substantial systemic risk in the industry.
